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EQUILLIUM, INC.

Date Filed : Jan 31, 2023

SC 13G/A1equillium13ga4_123122.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

Under the SecuritiesExchange Act of 1934
( Amendment No. 4)*

Equillium, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

29446K106

(CUSIP Number) 

December 31, 2022

(Date of Event which Requires Filingof this Statement)

Checkthe appropriate box to designate the rule pursuant to which this Schedule is filed:
x  Rule13d-1(b)
¨  Rule13d-1(c)
¨  Rule13d-1(d)

* The remainder of this cover pageshall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and forany subsequent amendment containing information which would alter disclosures provided in a prior cover page.

The information required on the remainder ofthis cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisionsof the Act (however, see the Notes).

 
 

 

         
CUSIP No. 29446K106   13G   Page 2 of 4 Pages
         

 

         
1.  

NAMES OF REPORTING PERSONS

 

Victory Capital Management Inc.


I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)

13-2700161

   
2.   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)    ¨
(b)    ¨
   
3.   SEC USE ONLY
 
   
4.   CITIZENSHIP OR PLACE OF ORGANIZATION
 
New York
   

 

         
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH   5.  

SOLEVOTING POWER
 4,192,654

  6.   SHARED VOTING POWER
 
0
  7.   SOLE DISPOSITIVE POWER
 
4,192,654
  8.   SHARED DISPOSITIVE POWER
 
0

 

         
9.   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

4,192,654
   
10.   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)    ¨
   
11.   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

12.20%
   
12.   TYPE OF REPORTING PERSON (see instructions)

IA
   
         
         
                 
 
 

 

         
CUSIP No. 29446K106   13G   Page 3 of 4 Pages
         

Item 1.

  (a) Name of Issuer
Equillium, Inc.
     
  (b)

Address of Issuer’s Principal Executive Offices

2223 Avenida De La Playa

Suite 108

La Jolla, CA 92037

     

Item 2.

  (a) Name of Persons Filing
Victory Capital Management Inc.
     
  (b)

Address of the Principal Office or, if none, residence
4900 Tiedeman Rd. 4th Floor

Brooklyn, OH 44144

     
  (c) Citizenship
New York
     
  (d) Title of Class of Securities
Common Stock
     
  (e) CUSIP Number
29446K106
     

Item 3.  If this statement is filedpursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

  (a) ¨ Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
       
  (b) ¨ Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
       
  (c) ¨ Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
       
  (d) ¨ Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
       
  (e) x An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
       
  (f) ¨ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
       
  (g) ¨ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
       
  (h) ¨ A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
       
  (i) ¨ A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
       
  (j) ¨ Group, in accordance with §240.13d-1(b)(1)(ii)(J).
       

Item 4.  Ownership.

 
 

Provide the following information regardingthe aggregate number and percentage of the class of securities of the issuer identified in Item 1.

         
  (a)   Amount beneficially owned:  4,192,654
         
  (b)   Percent of class:  12.20%
         
  (c)   Number of shares as to which the person has:
         
      (i)

Solepower to vote or to direct the vote: 4,192,654

         
      (ii) Shared power to vote or to direct the vote:  0
         
      (iii) Sole power to dispose or to direct the disposition of:  4,192,654
         
      (iv)

Shared power to dispose or to direct the disposition of:  0

Instruction. For computations regarding securities which represent a right to acquire an underlying security see §240.13d-3(d)(1).

         

Item 5.  Ownership of Five Percentor Less of a Class.

Ifthis statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficialowner of more than five percent of the class of securities, check the following  ¨

Item 6.  Ownership of More thanFive Percent on Behalf of Another Person.

The clients of Victory Capital Management Inc.,including investment companies registered under the Investment Company Act of 1940 and separately managed accounts, have theright to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the class ofsecurities reported herein. No client has the right to receive or the power to direct the receipt of dividends from, or theproceeds from the sale of, more than 5% of such class.

 

Item 7.  Identification and Classificationof the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.

 Not applicable

Item 8.  Identification and Classificationof Members of the Group.

 Not applicable.

Item 9.  Notice of Dissolutionof Group.

 Not applicable.

Item 10.  Certification.

       
  (a)   The following certification shall be included if the statement is filed pursuant to §240.13d-1(b):
         
      By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.  
         
         
 
 

 

         
CUSIP No. 29446K106   13G   Page 4 of 4 Pages
         

After reasonable inquiryand to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

1/31/2023

Date

 

/s/Barry Garrett

Signature

 

Barry Garrett/Chief Compliance Officer

Name/Title

 

 

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