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THIAN YEE PHONG

Date Filed : Nov 05, 2018

X0306 4 2018-11-01 0 0001499422 RBB Bancorp RBB 0001711496 Thian Yee Phong 660 S. FIGUEROA STREET SUITE 1888 LOS ANGELES CA 90017 0 1 0 0 President/CEO Common Stock, No Par Value 2018-11-01 2018-11-01 4 P 0 103537 9.2915 A 435114 D Stock Options 2018-11-01 2018-11-01 4 M 0 103537 9.2915 D 220629 D Restricted Stock Shares 43425 D Option (right to buy) 9.2915 2018-11-01 2018-11-01 4 M 0 82011 9.2915 D 2018-11-04 Common Stock 82011 0 D Option (right to buy) 9.2915 2018-11-01 2018-11-01 4 M 0 10763 9.2915 D 2018-11-18 Common Stock 10763 0 D Option (right to buy) 9.2915 2018-11-01 2018-11-01 4 M 0 10763 9.2915 D 2019-01-02 Common Stock 10763 0 D Option (right to buy) 9.2915 2021-05-18 Common Stock 10763 10763 D Option (right to buy) 11.1498 2022-05-16 Common Stock 10763 10763 D Option (right to buy) 11.1498 2023-01-01 Common Stock 242156 242156 D Option (right to buy) 11.1498 2023-05-15 Common Stock 10763 10763 D Option (right to buy) 13.2098 2024-05-21 Common Stock 10250 10250 D Option (right to buy) 17.08 2025-05-20 Common Stock 10000 10000 D Option (right to buy) 18.25 2026-05-17 Common Stock 10000 10000 D Restricted Stock Shares 29.38 Restricted Stock 43425 43425 D These options vest in three equal annual installments beginning one year after the 11/04/2008 date of grant. These options vest in three equal annual installments beginning one year after the 11/18/2008 date of grant. These options vest in three equal annual installments beginning one year after the 01/02/2009 date of grant. These options vest in three equal annual installments beginning one year after the 05/18/2011 date of grant. These options vest in three equal annual installments beginning one year after the 05/16/2012 date of grant. These options vest in three equal annual installments beginning one year after the 01/01/2013 date of grant. These options vest in three equal annual installments beginning one year after the 05/15/2013 date of grant. These options vest in three equal annual installments beginning one year after the 05/21/2014 date of grant. These options vest in three equal annual installments beginning one year after the 05/20/2015 date of grant. These options vest in three equal annual installments beginning one year after the 05/17/2016 date of grant. These restricted stock vest in three equal annual installments beginning one year after the 08/15/2018 date of grant. There will be no expiration date once restricted stock shares vest. Yee Phong Thian 2018-11-05
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