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INDUS REALTY TRUST, INC.
Date Filed :
Jan 14, 2022
View Exhibits
SEC FORM 4
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
1. Name and Address of Reporting Person
*
CCP SBS GP, LLC
(Last)
(First)
(Middle)
375 PARK AVE, 11TH FLOOR
(Street)
NEW YORK
NY
10152
(City)
(State)
(Zip)
2. Issuer Name
and
Ticker or Trading Symbol
INDUS REALTY TRUST, INC.
[
INDT
]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
X
10% Owner
Officer (give title below)
Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/12/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction Date (Month/Day/Year)
2A. Deemed Execution Date, if any (Month/Day/Year)
3. Transaction Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code
V
Amount
(A) or (D)
Price
Common Stock, par value $0.01 per share ("Common Stock")
01/12/2022
P
2,887
A
$
79.9831
506,821
I
See footnotes
(1)
(4)
(6)
(7)
(8)
Common Stock
01/12/2022
P
2,886
A
$
79.9831
506,820
I
See footnotes
(2)
(4)
(6)
(7)
(8)
Common Stock
01/12/2022
P
40
A
$
79.9831
7,036
I
See footnotes
(3)
(5)
(6)
(7)
(8)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)
2. Conversion or Exercise Price of Derivative Security
3. Transaction Date (Month/Day/Year)
3A. Deemed Execution Date, if any (Month/Day/Year)
4. Transaction Code (Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date (Month/Day/Year)
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
8. Price of Derivative Security (Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code
V
(A)
(D)
Date Exercisable
Expiration Date
Title
Amount or Number of Shares
1. Name and Address of Reporting Person
*
CCP SBS GP, LLC
(Last)
(First)
(Middle)
375 PARK AVE, 11TH FLOOR
(Street)
NEW YORK
NY
10152
(City)
(State)
(Zip)
1. Name and Address of Reporting Person
*
Aronson Jeffrey
(Last)
(First)
(Middle)
375 PARK AVE, 11TH FLOOR
(Street)
NEW YORK
NY
10152
(City)
(State)
(Zip)
Explanation of Responses:
1. These securities are held CPREF II AIV II - A, L.P. ("CPREF II A").
2. These securities are held by CPREF II AIV II - B, L.P. ("CPREF II B").
3. These securities are held by Centerbridge Partners Real Estate Fund SBS II, L.P. ("SBS II" and, together with CPREF II A and CPREF II B, the "Centerbridge Funds").
4. Centerbridge Partners Real Estate Associates II, L.P. ("Centerbridge GP") is the general partner of each of CPREF II A and CBREF II B, and, as such, may be deemed to beneficially own the securities held by CPREF II A and CBREF II B. CPREF II Cayman GP Ltd. ("Cayman GP") is the general partner of Centerbridge GP, and, as such, it may be deemed to beneficially own the securities held by each of CPREF II A and CBREF II B.
5. CCP SBS GP, LLC ("CCP GP") is the general partner of SBS II, and, as such, may be deemed to beneficially own the securities held by SBS II.
6. Jeffrey H. Aronson ("Mr. Aronson"), indirectly, through various intermediate entities controls each of the Centerbridge Funds, and, as such, Mr. Aronson may be deemed to beneficially own the securities held by the Centerbridge Funds.
7. For purposes of this filing, "Reporting Persons" means, as applicable, CPREF II A, CPREF II B, SBS II, Centerbridge GP, CCP GP, Cayman GP and Mr. Aronson.
8. The filing of this statement by the Reporting Persons shall not be deemed to be an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise, such Reporting Persons are the beneficial owners of the securities reported herein and each of the Reporting Persons expressly disclaims beneficial ownership of the securities reported herein for purposes of Section 16 of the Securities Act, except to the extent of such Reporting Person's pecuniary interest therein.
Remarks:
CCP SBS GP, LLC, By: /s/ Susanne V. Clark, Name: Susanne V. Clark, Title: Authorized Signatory
01/14/2022
JEFFREY H. ARONSON, /s/ Jeffrey H. Aronson
01/14/2022
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see
Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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