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CRAWFORD MATTHEW V

Date Filed : Jan 21, 2022

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SEC FORM 4SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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OMB Number:3235-0287
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
CRAWFORD MATTHEW V
(Last)(First)(Middle)
C/O CRAWFORD UNITED CORPORATION
10514 DUPONT AVENUE
(Street)
CLEVELANDOH44108
(City)(State)(Zip)
2. Issuer Name and Ticker or Trading Symbol
CRAWFORD UNITED Corp [ CRAWA ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
Officer (give title below)Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/19/2022
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Shares01/19/2022A(1)4,000A$020,000D
Class B Common Shares488,750ISee footnote(2)
Class A Common Shares1,247,454ISee footnote(3)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Represents a grant of 4,000 Class A Common Shares issues pursuant to the Hickok Incorporated 2013 Omnibus Equity Plan.
2. Includes 85,000 Class B Common Shares that are owned directly by Three Bears Trust and 403,750 Class B Common Shares that are owned directly by First Francis Company Inc. Shares owned by the Three Bears Trust were received as a liquidating distribution from Roundball, LLC. In prior reports, the reporting person reported beneficial ownership of 170,000 Class B Common Shares owned by Roundball, LLC. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
3. Includes 336,204 Class A Common Shares that are owned directly by Three Bears Trust and 911,250 Class A Common Shares that are owned directly by First Francis Company Inc. Shares owned by the Three Bears Trust were received as a liquidating distribution from Roundball, LLC. In prior reports, the reporting person reported beneficial ownership of 672,407 Class A Common Shares owned by Roundball, LLC. For purposes of the Securities Exchange Act of 1934, the reporting person disclaims beneficial ownership of any securities, except to his pecuniary interest therein, if any, and this report shall not be deemed an admission that the reporting person is the beneficial owner of such securities for purposes of Section 16 or otherwise.
/s/ Matthew V. Crawford, by Brian E. Powers, his attorney-in-fact, pursuant to Power of Attorney dated July 23, 2019, on file with the Commission01/21/2022
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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