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GREEN MATTHEW
Date Filed :
Jan 04, 2007
View Exhibits
SEC FORM 4
SEC Form 4
FORM 4
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:
3235-0287
Estimated average burden
hours per response:
0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue.
See
Instruction 1(b).
1. Name and Address of Reporting Person
*
GREEN MATTHEW
(Last)
(First)
(Middle)
C/O FOG CUTTER CAPITAL GROUP INC.
1410 SW JEFFERSON STREET
(Street)
PORTLAND
OR
97201
(City)
(State)
(Zip)
2. Issuer Name
and
Ticker or Trading Symbol
FOG CUTTER CAPITAL GROUP INC
[
FCCG.PK
]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director
10% Owner
X
Officer (give title below)
Other (specify below)
Vice President
3. Date of Earliest Transaction (Month/Day/Year)
12/29/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X
Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)
2. Transaction Date (Month/Day/Year)
2A. Deemed Execution Date, if any (Month/Day/Year)
3. Transaction Code (Instr. 8)
4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)
5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)
6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code
V
Amount
(A) or (D)
Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)
2. Conversion or Exercise Price of Derivative Security
3. Transaction Date (Month/Day/Year)
3A. Deemed Execution Date, if any (Month/Day/Year)
4. Transaction Code (Instr. 8)
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)
6. Date Exercisable and Expiration Date (Month/Day/Year)
7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)
8. Price of Derivative Security (Instr. 5)
9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)
10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)
11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code
V
(A)
(D)
Date Exercisable
Expiration Date
Title
Amount or Number of Shares
Stock option (right to buy)
$
4.53
12/29/2006
D
10,000
(1)
09/30/2009
Common Stock
10,000
$
0
0
D
Stock option (right to buy)
$
4.27
12/29/2006
D
50,000
(2)
07/23/2014
Common Stock
50,000
$
0
0
D
Stock option (right to buy)
$
2.64
12/29/2006
D
100,000
(3)
08/08/2016
Common Stock
100,000
$
0
0
D
Stock option (right to buy)
$
1.32
12/29/2006
A
160,000
(4)
12/31/2016
Common Stock
160,000
(5)
160,000
D
Explanation of Responses:
1. Option vested in four equal annual installments beginning on September 30, 2000.
2. Option vests in three equal annual installments beginning on July 23, 2005.
3. Option vests in three equal annual installments beginning on August 8, 2007.
4. Option vests in three equal annual installments beginning on December 31, 2007.
5. On December 29, 2006, the issuer cancelled, pursuant to the issuer's option exchange program, unexercised options granted to the reporting person prior to December 29, 2006. In exchange for the options, the reporting person received these options to purchase the issuer's Common Stock.
/s/ Matthew Green
01/03/2007
** Signature of Reporting Person
Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person,
see
Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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