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CEMTREX INC [CETX]
Date Filed : Dec 13, 2024
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UNITEDSTATES
SECURITIESAND EXCHANGE COMMISSION
WASHINGTON,D.C. 20549
FORM
CURRENTREPORT
PURSUANTTO SECTION 13 OR 15(d) OF
THESECURITIES EXCHANGE ACT OF 1934
Dateof Report (Date of earliest event reported):
(Exact name of registrant as specified in its charter)
| (State or other jurisdiction of incorporation) | (Commission File Number) | (I.R.S. Employer Identification No.) |
| (Address of principal executive offices) | (Zip Code) |
Registrant’stelephone number, including area code:
Checkthe appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant underany of the following provisions:
| Written communications pursuant to Rule 425 under the Securities Act (17CFR 230.425) | |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) | |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) | |
| Pre-commencement communications pursuant to Rule 13e-4I under the Exchange Act (17 CFR 240.13I(c)) |
Indicateby check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).
Emerginggrowth company
Ifan emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complyingwith any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securitiesregistered pursuant to Section 12(b) of the Act:
| Title of each class | Trading symbol | Name of each exchange on which registered | ||
CURRENTREPORT ON FORM 8-K
Cemtrex,Inc.
Item3.01 Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing.
OnDecember 11, 2024, Cemtrex, Inc. (the “Company”) received a notification letter from the Listing Qualifications Departmentof The Nasdaq Stock Market LLC (“Nasdaq”) notifying the Company that it has regained compliance with the minimum bid pricerequirements (Listing Rule, 5550(a)(2)). The Company’s security will continue to be listed and traded on The Nasdaq Stock Market.
Item9.01 Financial Statements and Exhibits
(d)Exhibits
| Exhibit Number | ExhibitTitle | |
| 99.9 | Notice of regained compliance of a Continued Listing Rule from NASDAQ Dated December 11, 2024 | |
| 104 | CoverPage Interactive Data File (embedded within the Inline XBRL document) |
SIGNATURES
Pursuantto the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf bythe undersigned hereunto duly authorized.
| CEMTREX, INC. | ||
| Date: December 13, 2024 | By: | /s/ Saagar Govil |
| Saagar Govil | ||
| Chairman, President and Chief Executive Officer | ||